Though the start of the new compliance regime may yet seem miles away, adviser groups and compliance experts are urging brokers to get up to speed with everything they need to have in place for their licencing.
With the first stage of transitional licencing looking set to open this October, brokers are being advised not to let deadlines creep up on them, and have a solid plan as to how they want to go about getting their full Financial Advice Provider (FAP) licence.
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