Regulator cancels AFS licence following suspension
ASIC has banned a former insurance broker from providing financial services for seven years, it has been announced
ASIC has permanently banned Anthony Doring from providing financial services.
Five year ASIC ban for adviser for ‘misleading and deceptive conduct’
More regulation on add-on insurance needed to help both clients and the industry, according to one broker
Adviser acted without his clients’ knowledge, according to regulator
A life insurance adviser has received a five year ASIC ban following a host of infractions